Science and Technology in World History - An Introduction by James E McClellan & Harold Dorn (1999).pdf
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INTRODUCTION
The Guiding Themes
The twentieth century witnessed a fateful change in the relationship
between science and society. In World War I scientists were conscripted
and died in the trenches. In World War II they were exempted as
national treasures and committed to secrecy, and they rallied behind
their country’s war effort. The explanation of the change is not hard to
find—governments came to believe that theoretical research can pro-
duce practical improvements in industry, agriculture, and medicine.
That belief was firmly reinforced by developments such as the discov-
ery of antibiotics and the application of nuclear physics to the produc-
tion of atomic weapons. Science became so identified with practical
benefits that the dependence of technology on science is commonly
assumed to be a timeless relationship and a single enterprise. Science
and technology, research and development—these are assumed to be
almost inseparable twins. These rank among the sacred phrases of our
time. The belief in the coupling of science and technology is now pet-
rified in the dictionary definition of technology as applied science, and
journalistic reports under the rubric of “science news” are, in fact,
often accounts of engineering rather than scientific achievements.
That belief, however, is an artifact of today’s cultural attitudes super-
imposed without warrant on the historical record. Although the his-
torical record shows that in the earliest civilizations under the patron-
age of pharaohs and kings, and in general whenever centralized states
arose, knowledge of nature was exploited for useful purposes, it can-
not be said that science and technology were systemically and closely
related. By the same token, in ancient Greece (where theoretical science
had its beginning), among the scholastics of the Middle Ages, in the
time of Galileo and Newton, and even for Darwin and his contempo-
raries in the nineteenth century, science constituted a learned calling
whose results were recorded in scientific publications, while technol-
ogy was understood as the crafts practiced by unschooled artisans.
Until the second half of the nineteenth century few artisans or engineers
attended a university or, in many cases, received any formal schooling
at all. Conversely, the science curriculum of the university centered
largely on pure mathematics and what was often termed natural phi-
losophy—the philosophy of nature—and was written in technical terms
(and often language) foreign to artisans and engineers.
In some measure, the wish engenders the thought. Science has un-
doubtedly bestowed genuine benefits on humankind, and it has fos-
tered the hope that research can be channeled in the direction of social
utility. But a more secure understanding of science, one less bound by
the cultural biases of our time, can be gained by viewing it through the
lens of history. Seen thus, with its splendid achievements but also with
its blemishes and sometimes in an elitist posture inconsistent with our
democratic preferences, science becomes a multidimensional reality
rather than a culture-bound misconception. At the same time, a more
accurate historical appreciation of technology will place proper empha-
sis on independent traditions of skilled artisans whose talents crafted
everyday necessities and amenities throughout the millennia of human
existence. Such a historical reappraisal will also show that in many
instances technology directed the development of science, rather than
the other way around.
In order to develop the argument that the relationship between sci-
ence and technology has been a historical process and not an inherent
identity, in this book we trace the joint and separate histories of science
and technology from the prehistoric era to the present. We intend to
review the common assumption that technology is applied science and
show, instead, that in most historical situations prior to the twentieth
century science and technology have progressed in either partial or full
isolation from each other—both intellectually and sociologically. In
the end, an understanding of the historical process will shed light on
the circumstances under which science and technology have indeed
merged over the past hundred years.
2
INTRODUCTION
PART I
From Ape to Alexander
Technology in the form of stone tools originated literally hand in hand
with humankind. Two million years ago a species of primate evolved
which anthropologists have labeled
Homo habilis,
or “handy man,” in
recognition of its ability, far beyond that of any other primate, to fash-
ion tools. Over the next 2,000 millennia our ancestors continued to
forage for food, using a toolkit that slowly became more elaborate and
complex. Only toward the end of that long prehistoric era did they
begin to observe the natural world systematically in ways that appear
akin to science. Even when a few communities gave up the foraging
way of life, around 12,000 years ago, in favor of farming or herding
and developed radically new tools and techniques for earning a living,
they established societies that show no evidence of patronizing scien-
tists or fostering scientific research. Only when civilized—city-based—
empires emerged in the ancient Near East did monarchs come to value
higher learning for its applications in the management of complex
societies and found institutions for those ends. The ancient Greeks
then added natural philosophy, and abstract theoretical science took
its place as a component of knowledge. An account of these develop-
ments forms the subject matter of part 1.
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